Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Ritter is a licensed securities professional with over 20 years of experience in the financial services industry. Eric is currently a Registered Representative with Needham & Company, LLC, and is registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Representative (Series 7), a General Securities Principal (Series 24), and has passed the Securities Industry Essentials Examination (SIE). Eric also holds the Series 63 license. Prior to joining Needham & Company, LLC, Eric has held positions at several other firms including Deutsche Bank Securities Inc., Lazard Capital Markets LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Securities LLC, Bear, Stearns & Co. Inc. and Jefferies & Company, Inc. Eric's primary focus is on providing securities research and portfolio management to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
04/19/2016 - Present
Needham & Company, LLC (NEW YORK NY)
NY
06/25/2010 - 03/01/2016
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
04/28/2009 - 05/20/2010
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
02/09/2009 - 03/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/15/2008 - 03/11/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
05/18/2005 - 07/11/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
01/02/2003 - 05/04/2005
JEFFERIES & COMPANY, INC. (NEW YORK NY)
BC
Issued 07/02/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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