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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Applewhite is a financial advisor with over 30 years of experience in the industry. Eric is currently registered with Morgan Stanley and holds a Series 7, Series 63 and Series 65 licenses, and the SIE exam. Eric has experience in various financial services firms, including Citigroup Global Markets Inc., Sheen Financial Resources, Inc., and Integrated Resources Equity Corporation. Eric currently serves on the Advisory Board/Finance Committee of the Episcopal Diocese of SE Florida in Miami. Eric provides financial planning, asset allocation advice, and portfolio management for individuals, businesses, and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/23/2020 - Present
Morgan Stanley (Boca Raton FL)
FL
08/16/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
NA
09/30/1988 - 08/21/1990
SHEEN FINANCIAL RESOURCES, INC.
NA
05/15/1987 - 10/10/1988
INTEGRATED RESOURCES EQUITY CORPORATION
NA
04/25/1986 - 05/27/1987
INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION
IA
Issued 12/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/04/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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