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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lawson Fox is an investment advisor representative with UBS Financial Services Inc., a large firm headquartered in Weehawken, NJ, with over $50 billion in assets under management. Eric has been in the financial industry since 1973 and is registered in 41 states, including Texas and Virginia, where he is a resident. Eric has passed numerous securities exams, including the Series 7, Series 3, Series 63, Series 65, and the SIE. He has prior experience with KIDDER, PEABODY & CO. INCORPORATED, and MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. Eric serves individuals, high net worth individuals, trusts, estates, corporations, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VA
03/17/1995 - Present
UBS Financial Services Inc. (NORFOLK VA)
NY
05/19/1978 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NA
08/05/1975 - 05/19/1978
KIDDER, PEABODY & CO., INCORPORATED
NA
06/04/1973 - 09/01/1975
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 08/30/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1986
Series 3 - National Commodity Futures Examination
BC
Issued 08/15/1977
PC - AMEX Put and Call Exam
BC
Issued 05/30/1973
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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