Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lance Kriftcher is a financial professional with over 20 years of experience in the industry. Eric is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously held roles at BANC OF AMERICA SECURITIES LLC, NOMURA SECURITIES INTERNATIONAL, INC. and BONDBOOK, LLC. Eric has a broad range of experience in the financial services industry, including investment banking and commodity futures. Eric holds several industry certifications, including the Series 3, Series 79TO, and Series 24. Eric is a dedicated professional committed to providing clients with personalized financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/01/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
10/04/2006 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/26/2002 - 07/26/2006
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
06/26/2001 - 12/14/2001
BONDBOOK, LLC (NEW YORK NY)
BC
Issued 06/22/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2005
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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