Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric L. Smith is a financial professional based in Lubbock, TX. Eric has been in the financial services industry since 2012. Eric is currently registered with Allstate Financial Services, LLC. Previously, Eric was registered with J.P. Morgan Securities LLC, BBVA Securities Inc., and Chase Investment Services Corp. Eric has passed the Series 6, Series 63, and SIE exams. Eric holds registrations in Arizona, New Mexico, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
11/06/2020 - Present
Allstate Financial Services, LLC (LUBBOCK TX)
TX
08/28/2018 - 09/18/2020
J.P. MORGAN SECURITIES LLC (Lubbock TX)
TX
07/28/2017 - 08/03/2018
BBVA SECURITIES INC. (LUBBOCK TX)
AZ
10/01/2012 - 06/29/2017
J.P. MORGAN SECURITIES LLC (GREEN VALLEY AZ)
AZ
08/21/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (GREEN VALLEY AZ)
BC
Issued 09/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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