Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric L Matthews is a registered representative with LPL Financial LLC and has been in the financial industry since February 13, 2002. Eric is registered to provide securities and investment advisory services in 53 states and the District of Columbia. Eric has been with LPL Financial LLC since November 19, 2008. Eric has experience with a variety of investment products and services, including mutual funds, stocks, bonds, and retirement planning. Eric holds the Series 7, Series 63, Series 65, and Series 24 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
07/18/2013 - Present
LPL Financial LLC (FORT MILL SC)
NC
03/12/2007 - 11/19/2008
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
09/05/2006 - 03/12/2007
E*TRADE SECURITIES LLC (CHARLOTTE NC)
NC
02/19/2004 - 09/05/2006
HARRISDIRECT LLC (CHARLOTTE NC)
NY
10/02/2002 - 01/14/2003
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC. (NEW YORK NY)
PA
07/15/2002 - 09/05/2002
VANGUARD MARKETING CORPORATION (MALVERN PA)
NE
07/19/2000 - 08/22/2001
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
NJ
11/17/1999 - 05/11/2000
E*TRADE SECURITIES, INC. (JERSEY CITY NJ)
IA
Issued 10/22/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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