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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Willis is a financial advisor who has been in the industry since 2008. Eric is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in California and Texas. Eric is a Series 6, 7, 63, and 65 licensed professional, and holds a SIE license. In addition to being a financial advisor, Eric is also a general partner in the Socal Nationals Scout Program. Eric has experience working with individuals, corporations, charitable organizations, insurance companies, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/27/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (TEMECULA CA)
CA
11/19/2012 - 05/11/2016
FIRST COMMAND FINANCIAL PLANNING, INC. (OCEANSIDE CA)
CA
12/25/2008 - 08/02/2011
PFS INVESTMENTS INC. (TEMECULA CA)
IA
Issued 11/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/23/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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