Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Wagner is an experienced financial professional with over 20 years of experience in the industry. Eric currently works at DC Advisory in San Francisco. He has held previous roles at Signal Hill Capital Group LLC, Montgomery & Co., LLC, Morgan Stanley & Co. Incorporated, and Lehman Brothers Inc. Eric is a licensed securities professional with a Series 7, Series 24, Series 63, Series 79TO, and SIE licenses. He is registered with the state of California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
03/01/2018 - Present
DC Advisory (SAN FRANCISCO CA)
CA
04/17/2013 - 03/01/2018
SIGNAL HILL CAPITAL GROUP LLC (SAN FRANCISCO CA)
CA
09/22/2009 - 04/16/2013
MONTGOMERY & CO., LLC (SAN FRANCISCO CA)
CA
04/27/2007 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (MENLO PARK CA)
CA
12/07/1999 - 04/20/2007
LEHMAN BROTHERS INC. (MENLO PARK CA)
BC
Issued 09/29/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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