Unclaimed
Eric Korngold is an investment advisor representative at Park Avenue Securities LLC. Eric has been in the financial industry since 2007. Eric has been registered with the Securities and Exchange Commission (SEC) since 2008. Eric is also registered in 9 states, including Connecticut, Delaware, Maine, Massachusetts, New Hampshire, New Jersey, New York, Rhode Island, and Vermont. Eric offers a variety of services, including financial planning, educational seminars, selection of other advisers, and portfolio management. Eric is also affiliated with Guardain Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/06/2021 - Present
Park Avenue Securities LLC (NEW YORK NY)
NY
10/11/2013 - 08/31/2021
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/05/2010 - 09/30/2013
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/22/2008 - 02/12/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/20/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BOTH
Issued 03/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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