Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Kim is a financial advisor with Prudential Investment Management Services LLC. Eric has over 7 years of experience in the financial industry. Eric is licensed to provide investment advice in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
01/25/2022 - Present
Prudential Investment Management Services LLC (NEWARK NJ)
NY
04/19/2016 - 02/26/2019
NEUBERGER BERMAN BD LLC (NEW YORK NY)
NY
09/10/2013 - 04/14/2016
MORGAN STANLEY (PURCHASE NY)
BC
Issued 06/02/2022
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/17/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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