Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Slack is a financial advisor currently registered with LPL Financial LLC. Eric has been in the financial services industry since 1999 and is licensed in California. Eric previously held registrations with firms including Transamerica Capital, Inc., AMG Distributors, Inc., Realty Capital Securities, LLC, Cole Capital Corporation, Allianz Life Financial Services, LLC, Jackson National Life Distributors LLC and National Planning Corporation. Eric holds the Series 6, Series 7, Series 63 and Series 65 licenses. Eric offers a variety of financial services to individuals, families and businesses including financial planning, investment management and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
06/29/2024 - Present
LPL Financial LLC (ALAMO CA)
CO
03/19/2018 - 04/03/2024
TRANSAMERICA CAPITAL, INC. (DENVER CO)
CT
06/26/2015 - 04/16/2018
AMG DISTRIBUTORS, INC. (STAMFORD CT)
NY
10/16/2012 - 06/18/2015
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
AZ
12/02/2011 - 08/01/2012
COLE CAPITAL CORPORATION (PHOENIX AZ)
MN
02/13/2008 - 11/02/2011
ALLIANZ LIFE FINANCIAL SERVICES, LLC (MINNEAPOLIS MN)
TN
12/16/1998 - 02/15/2008
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
CA
05/10/2000 - 12/31/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 06/28/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2011
Series 7 - General Securities Representative Examination
BC
Issued 08/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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