Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Keller is a financial advisor with Oppenheimer & Co. Inc. Eric has over 20 years of experience in the financial industry, previously working with Wells Fargo Clearing Services, LLC and SunTrust Investment Services, Inc. Eric is a registered representative in Alabama, Florida, Georgia, North Carolina, South Carolina, and Texas. Eric has a wide range of experience and expertise in financial planning and investment management. Eric holds the Series 63, 66, 7, 9, 10, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
GA
08/02/2019 - Present
Oppenheimer & Co. Inc. (ATLANTA GA)
GA
04/19/2013 - 08/09/2018
WELLS FARGO CLEARING SERVICES, LLC (DULUTH GA)
GA
03/20/2009 - 04/22/2013
SUNTRUST INVESTMENT SERVICES, INC. (CUMMING GA)
CO
08/23/2005 - 01/23/2006
GENEOS WEALTH MANAGEMENT, INC. (ENGLEWOOD CO)
CO
05/14/2004 - 08/31/2005
MULTI-FINANCIAL SECURITIES CORPORATION (GREENWOOD VILLAGE CO)
NJ
04/09/2002 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
CT
05/05/2000 - 01/04/2002
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
ME
12/01/1999 - 05/11/2000
FUNDS DISTRIBUTOR, INC. (PORTLAND ME)
MO
05/31/1994 - 01/08/1999
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
BOTH
Issued 3/26/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/1/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/4/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 1/3/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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