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Eric Kaleolani Keawe

Nylife Securities LLC

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About Eric Kaleolani Keawe

Eric Keawe is a financial professional with over 25 years of experience in the industry. Eric is currently registered with Nylife Securities LLC and holds Series 6, 63, and SIE licenses. Eric is registered in both Hawaii and Utah and has been actively serving clients since 1996.

Firm Information

Eric Keawe is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Keawe’s Registration & Firm History

HI

09/13/1996 - Present

Nylife Securities LLC (HONOLULU HI)

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Licenses & Designations

BC

Issued 03/02/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Kaleolani Keawe.
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