Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Gan is a financial advisor with Kestra Investment Services, LLC. Eric has been in the industry since November 2002. Eric holds the Series 6, Series 63, and SIE licenses. Eric has been registered in Texas since July 2018. Eric has previously worked at The Leaders Group, Inc. and Tower Square Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
07/03/2018 - Present
Kestra Investment Services, LLC (AUSTIN TX)
CO
06/22/2007 - 11/02/2017
THE LEADERS GROUP, INC. (LITTLETON CO)
GA
10/10/2002 - 06/08/2007
TOWER SQUARE SECURITIES, INC. (ALPHARETTA GA)
CO
02/20/2002 - 10/10/2002
THE LEADERS GROUP, INC. (LITTLETON CO)
BC
Issued 06/26/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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