Unclaimed
Eric Swearingen is a financial advisor with Valic Financial Advisors, Inc. Eric has been in the financial services industry since 1998. Eric has been registered with the state of Florida since 2012 and is currently registered as an investment advisor in Florida, Georgia, New Hampshire, and North Carolina. Eric is also registered with FINRA as a registered representative. Eric specializes in providing financial advice to individuals and corporations. Eric has experience in financial planning, portfolio management, and selecting other advisors. Eric is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/07/2023 - Present
Valic Financial Advisors, Inc. (TAMPA FL)
FL
02/04/2009 - 04/02/2012
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TAMPA FL)
FL
02/04/2009 - 04/02/2012
MUTUAL OF AMERICA SECURITIES CORPORATION (TAMPA FL)
FL
05/08/2007 - 01/27/2009
AIG RETIREMENT ADVISORS, INC. (TAMPA FL)
FL
05/03/1999 - 05/18/2007
PARK AVENUE SECURITIES LLC (TALLAHASSEE FL)
NY
11/19/1998 - 05/03/1999
GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)
MA
02/04/1998 - 08/13/1998
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 05/12/2014
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 11/08/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/28/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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