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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Rhee is a financial advisor with Wells Fargo Clearing Services, LLC. Eric Rhee has been in the financial services industry for over 20 years. Eric Rhee is a Series 7 and Series 63 licensed financial advisor. Eric Rhee is also a Series 31 and SIE licensed financial advisor. Eric Rhee has been registered with Wells Fargo Clearing Services, LLC since 2011 and previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Banc of America Investment Services, Inc., Citigroup Investment Services, and Morgan Stanley DW Inc. Eric Rhee is a registered Investment Advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
01/15/2020 - Present
Wells Fargo Clearing Services, LLC (MURRIETA CA)
CA
10/23/2009 - 03/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (RIVERSIDE CA)
CA
02/24/2006 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (RIVERSIDE CA)
NY
07/17/2003 - 03/01/2006
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
04/30/2002 - 07/02/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/30/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 04/29/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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