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Eric Joseph Warren

U.s. Bancorp Investments, Inc.

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About Eric Joseph Warren

Eric Warren is an investment advisor representative with U.S. Bancorp Investments, Inc. Eric is licensed in Texas and Washington, and has been in the industry since October 18, 2000. He holds the Series 7, Series 63, and Series 65 licenses. Eric is a registered investment advisor with the firm and can provide financial planning, portfolio management for individuals and businesses, and selection of other advisors. He also publishes periodicals related to investment management.

Firm Information

Eric Warren is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Eric Warren’s Registration & Firm History

WA

07/17/2006 - Present

U.s. Bancorp Investments, Inc. (Seattle WA)

MA

07/17/2002 - 03/06/2006

BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)

MN

01/16/2002 - 02/06/2002

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

TX

11/09/1999 - 07/23/2001

CHARLES SCHWAB & CO., INC. (WESTLAKE TX)

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Licenses & Designations

IA

Issued 07/14/2006

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/15/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Joseph Warren.
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