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Eric Joseph Spooner

Voya Financial Advisors, Inc.

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About Eric Joseph Spooner

Eric Spooner is a financial advisor at Voya Financial Advisors, Inc. Eric has been in the financial industry since 1997. Eric holds Series 6, 7, 24, 53, 63, and 65 licenses. Eric is registered with the state of Connecticut and is also registered in several other states. Eric's previous experience includes roles at ING Financial Advisors, LLC, Aetna Financial Services, Inc., and Aetna Investment Services, Inc. Eric has experience working with high-net-worth individuals, corporations, and charitable organizations. Eric provides financial planning, portfolio management, educational seminars, and selection of other advisors. Eric is also an independent insurance agent and sells fixed life and annuity insurance and long-term care insurance to clients.

Firm Information

Eric Spooner is currently registered with Voya Financial Advisors, Inc.. Voya Financial Advisors, Inc. is a corporation formed in 1968 and headquartered in Windsor, Connecticut. They offer financial planning, portfolio management for individuals and businesses, and educational seminars. With over 500 licensed investment advisor representatives and registered representatives, they manage approximately $3 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. They are registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Voya Financial Advisors, Inc.

ONE ORANGE WAY

WINDSOR, CT 06095

$3.05B

Assets Under Management

264

Total Clients

684

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Spooner’s Registration & Firm History

CT

01/03/2011 - Present

Voya Financial Advisors, Inc. (WINDSOR CT)

CT

10/11/1999 - 01/03/2011

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

CT

04/30/1999 - 09/22/2000

AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)

CT

10/05/1994 - 08/05/1996

AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)

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Licenses & Designations

IA

Issued 05/24/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/12/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/19/2001

Series 53 - Municipal Securities Principal Examination

BC

Issued 05/15/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/29/1999

Series 7 - General Securities Representative Examination

BC

Issued 10/04/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Joseph Spooner.
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