Unclaimed
Eric Spooner is a financial advisor at Voya Financial Advisors, Inc. Eric has been in the financial industry since 1997. Eric holds Series 6, 7, 24, 53, 63, and 65 licenses. Eric is registered with the state of Connecticut and is also registered in several other states. Eric's previous experience includes roles at ING Financial Advisors, LLC, Aetna Financial Services, Inc., and Aetna Investment Services, Inc. Eric has experience working with high-net-worth individuals, corporations, and charitable organizations. Eric provides financial planning, portfolio management, educational seminars, and selection of other advisors. Eric is also an independent insurance agent and sells fixed life and annuity insurance and long-term care insurance to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
01/03/2011 - Present
Voya Financial Advisors, Inc. (WINDSOR CT)
CT
10/11/1999 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
CT
04/30/1999 - 09/22/2000
AETNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
10/05/1994 - 08/05/1996
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
IA
Issued 05/24/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/04/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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