Unclaimed
Eric Gibbs is a financial advisor with Lion Street Financial, LLC. Eric is registered with FINRA and has been in the industry since 2011. Previously, Eric was associated with Manor House Capital LLC, AXA Advisors, LLC and Fordham Financial Management, Inc.. Eric is licensed to offer securities products in Texas. Eric holds the Series 7, Series 63 and Series 65 licenses, as well as the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
04/16/2015 - Present
Lion Street Financial, LLC (Fort Lauderdale FL)
CT
09/25/2013 - 10/30/2014
MANOR HOUSE CAPITAL LLC (WESTPORT CT)
CT
04/15/2010 - 11/29/2011
AXA ADVISORS, LLC (STAMFORD CT)
NY
12/08/2008 - 09/25/2009
FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)
IA
Issued 08/31/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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