Unclaimed
Eric Federspiel is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Eric holds Series 6 and 63 securities licenses and is licensed in Indiana. He has been in the financial services industry since 1997. Eric has a previous employment history with Pruco Securities Corporation, Mercap Securities, LLC, and The Leaders Group, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
03/09/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
06/14/2019 - 05/29/2020
THE LEADERS GROUP, INC. (LITTLETON CO)
GA
11/20/2015 - 10/31/2017
MERCAP SECURITIES, LLC (ATLANTA GA)
NJ
07/15/1997 - 01/29/1998
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BC
Issued 04/24/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2017
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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