Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Brief is a financial advisor with over 30 years of experience in the industry. Eric is currently registered with Wells Fargo Clearing Services, LLC and has been with the firm since 2019. Prior to that, Eric worked with Morgan Stanley and Citigroup Global Markets Inc. Eric has a wide range of experience in providing financial advice to individuals, families, and businesses. Eric is also a registered investment advisor and holds the Series 63, 65, 7, and 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
06/01/2023 - Present
Wells Fargo Clearing Services, LLC (BOCA RATON FL)
FL
06/01/2009 - 04/30/2019
MORGAN STANLEY (BOCA RATON FL)
FL
05/02/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
FL
04/02/2007 - 05/05/2008
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
04/12/2000 - 04/02/2007
MORGAN STANLEY DW INC. (BOCA RATON FL)
NY
11/30/1992 - 04/24/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 11/12/1992
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/09/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 11/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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