Unclaimed
Eric Kramer is an experienced financial professional with a background in the financial services industry since 2004. Eric currently holds licenses and registrations for broker-dealer activities across multiple states. Eric is currently associated with Foreside Global Services, LLC and has previously held positions at Young America Capital, LLC, Goldman, Sachs & Co., and Spear, Leeds & Kellogg, L.P.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/17/2023 - Present
Foreside Global Services, LLC (New York NY)
ME
09/30/2020 - 05/16/2023
FORESIDE GLOBAL SERVICES, LLC (PORTLAND ME)
NY
06/16/2017 - 10/01/2018
YOUNG AMERICA CAPITAL, LLC (MAMARONECK NY)
NY
10/04/2001 - 10/26/2016
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/24/2002 - 07/23/2003
SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)
BC
Issued 10/23/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2021
Series 30 - NFA Branch Manager Examination
BC
Issued 09/02/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/18/2024
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/01/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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