Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Schimmel is a securities professional with over 25 years of experience in the financial services industry. Eric is currently registered with Daiwa Capital Markets America Inc. in New York, NY. Eric was previously registered with CREDIT SUISSE SECURITIES (USA) LLC, CALYON SECURITIES (USA) INC, and CASPIAN SECURITIES INCORPORATED. Eric holds the Series 63, Series 7, and SIE licenses. Eric is licensed in 22 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2023 - Present
Daiwa Capital Markets America Inc. (NEW YORK NY)
NY
05/17/2005 - 11/21/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
10/08/1998 - 04/12/2005
CALYON SECURITIES (USA) INC (NEW YORK NY)
NY
07/10/1997 - 07/13/1998
CASPIAN SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Schimmel is the right advisor for you? Invested Better is here to help.
