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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Jonathan Le Towt is an active investment advisor representative registered with Morgan Stanley. Eric is a veteran in the financial services industry, having been in the field since 1993. Throughout Eric's career, Eric has held positions at a number of prominent firms including Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, UBS Financial Services Inc., Interactive Brokers LLC, W.J. Gallagher & Company, Inc., and Reynolds Kendrick Stratton, Inc.. Eric holds several industry designations, including the prestigious Chartered Financial Analyst (CFA) designation. Eric is also a registered representative with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states. Eric's current practice is focused on providing a wide range of financial services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
04/09/2021 - Present
Morgan Stanley (Monterey CA)
CA
01/03/2011 - 04/14/2021
WELLS FARGO CLEARING SERVICES, LLC (CARMEL CA)
CA
10/12/2006 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (CARMEL CA)
CA
05/04/2005 - 10/10/2006
UBS FINANCIAL SERVICES INC. (CARMEL CA)
CT
04/22/1996 - 01/04/1999
INTERACTIVE BROKERS LLC (GREENWICH CT)
CA
07/15/1994 - 12/12/1994
W.J. GALLAGHER & COMPANY, INC. (PASADENA CA)
NA
12/17/1993 - 07/20/1994
REYNOLDS KENDRICK STRATTON, INC.
BOTH
Issued 05/16/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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