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Eric Jonathan Dirkes

Riversource Distributors, Inc.

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About Eric Jonathan Dirkes

Eric Jonathan Dirkes is a financial advisor who has been in the industry since 1996. Eric is currently registered with Riversource Distributors, Inc. and has worked for several other firms in the past, including Ameriprise Financial Services, Inc. He is licensed in several states, including Minnesota, Arizona, California, Florida, Louisiana, New Mexico, New York and Texas. Eric is a Series 7, Series 63, Series 55 and SIE licensed professional.

Firm Information

Eric Dirkes is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Dirkes’s Registration & Firm History

MN

12/12/2011 - Present

Riversource Distributors, Inc. (MINNEAPOLIS MN)

MN

04/14/2010 - 12/12/2011

AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)

MN

12/01/2006 - 05/28/2009

QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)

MN

03/10/2006 - 12/01/2006

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

MN

11/17/2003 - 02/13/2006

USALLIANZ INVESTOR SERVICES, LLC (MINNEAPOLIS MN)

IA

04/24/2003 - 11/06/2003

CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)

OH

04/22/2002 - 12/18/2002

GREAT AMERICAN ADVISORS, INC. (CINCINNATI OH)

NY

03/02/1998 - 02/01/2002

RBC DAIN RAUSCHER INC. (NEW YORK NY)

NA

03/15/1996 - 03/02/1998

DAIN RAUSCHER INCORPORATED

MI

05/19/1995 - 03/08/1996

OLDE DISCOUNT CORPORATION (DETROIT MI)

CO

03/31/1995 - 05/01/1995

SCHNEIDER SECURITIES, INC. (DENVER CO)

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Licenses & Designations

IA

Issued 04/03/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/06/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/07/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/30/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Jonathan Dirkes.
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