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Eric Jon Wisotsky

Northwestern Mutual Investment Services, LLC

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About Eric Jon Wisotsky

Eric Wisotsky is a financial advisor with Northwestern Mutual Investment Services, LLC. Eric is a registered representative and investment advisor representative. Eric has been in the industry since 2001. Eric has a Series 7, 63, 86, 87, and SIE licenses. Eric's current location is 6235 Carnegie Blvd, CHARLOTTE, NC 28211. Eric has experience with Wachovia Capital Markets, LLC, Prudential Equity Group, LLC, FTN Midwest Securities Corp., and Putnam Lovell NBF Securities Inc. Eric is also the 100% owner of EJW, LLC and JEM Alpha, LLC. Eric is a board member of the Levine Jewish Community Center and the Foundation of Shalom Park.

Firm Information

Eric Wisotsky is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

6235 Carnegie Blvd

CHARLOTTE, NC 28211

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Eric Wisotsky’s Registration & Firm History

NC

12/06/2010 - Present

Northwestern Mutual Investment Services, LLC (CHARLOTTE NC)

NY

08/08/2005 - 06/11/2007

WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)

NY

05/20/2005 - 08/11/2005

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

OH

09/10/2003 - 12/01/2004

FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)

NY

10/30/2000 - 09/02/2003

PUTNAM LOVELL NBF SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 12/3/2010

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 6/28/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/3/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/26/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 10/28/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Jon Wisotsky.
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