Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Waszolek is a financial advisor with Raymond James & Associates, Inc. Eric has been in the financial services industry since 2008. Eric holds both Series 7 and Series 66 licenses as well as the SIE exam. Eric has previously worked at UBS Financial Services Inc, Morgan Stanley & Co. Incorporated, and Morgan Stanley Smith Barney. Eric is registered to provide investment advice in Alabama, Arizona, Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Illinois, Indiana, Iowa, Kentucky, Maryland, Massachusetts, Minnesota, Montana, Nevada, New Jersey, New Mexico, New York, North Carolina, Ohio, Oklahoma, Oregon, South Dakota, Texas, Utah, Virginia, Washington, and Wisconsin. Eric also owns and manages a rental property in Phoenix, Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
05/01/2015 - Present
Raymond James & Associates, Inc. (SCOTTSDALE AZ)
AZ
06/01/2009 - 02/27/2012
MORGAN STANLEY SMITH BARNEY (SCOTTSDALE AZ)
AZ
04/01/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SCOTTSDALE AZ)
AZ
01/26/2009 - 03/25/2009
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
04/24/2008 - 12/31/2008
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
BOTH
Issued 05/29/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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