Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Jon Sobczak is a financial advisor with over 20 years of experience in the industry. Eric currently works at Robert W. Baird & Co. Inc., where has been registered as a representative since August 29, 2006. Eric has held previous positions with GWFS EQUITIES, INC., WELLS FARGO FUNDS DISTRIBUTOR, LLC, STRONG INVESTMENTS, INC., and TCF SECURITIES, INC. Eric has also passed several industry exams, including the Series 6, Series 7, Series 63, and SIE. Eric is licensed to provide financial advice in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
08/29/2006 - Present
Robert W. Baird & Co. Inc. (MILWAUKEE WI)
CO
06/08/2005 - 08/23/2006
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
NC
04/11/2005 - 04/22/2005
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
WI
12/20/2001 - 04/11/2005
STRONG INVESTMENTS, INC. (MENOMONEE FALLS WI)
MN
09/12/2000 - 10/08/2001
TCF SECURITIES, INC. (MINNEAPOLIS MN)
BC
Issued 09/13/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2001
Series 7 - General Securities Representative Examination
BC
Issued 09/11/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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