Unclaimed
Eric Peyton is a financial advisor with over 20 years of experience in the industry. Eric is registered with Tradition Wealth Management LLC in Edina, MN. Before joining Tradition Wealth Management LLC, Eric was with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Wayzata, MN. Eric specializes in providing financial planning, investment management, and retirement planning services to individuals, families, and businesses. He is committed to providing his clients with personalized advice and strategies that are tailored to their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
1031 exchange consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
02/09/2018 - Present
Tradition Wealth Management LLC (EDINA MN)
MN
09/05/2012 - 02/02/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WAYZATA MN)
MN
01/10/2011 - 09/06/2011
STERNE, AGEE & LEACH, INC. (BLOOMINGTON MN)
MN
10/06/2009 - 01/06/2011
WEDBUSH SECURITIES INC. (MINNETONKA MN)
NY
01/08/2008 - 03/24/2009
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
MN
03/09/2007 - 01/04/2008
DOUGHERTY & COMPANY LLC (MINNEAPOLIS MN)
NC
07/01/2003 - 09/24/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
04/03/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NA
04/27/1993 - 09/14/1993
TRADERS CONSULTING GROUP INC.
NA
06/24/1992 - 09/30/1992
GTC LIMITED PARTNERSHIP
NA
05/22/1989 - 08/28/1991
GELDERMANN SECURITIES, INC.
BOTH
Issued 09/21/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/06/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/23/1990
Series 3 - National Commodity Futures Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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