Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Norris is a financial advisor with Wells Fargo Clearing Services, LLC. Eric has been in the financial industry since 1998. Eric is registered in Washington and Texas. Eric has experience working with individuals, high-net-worth individuals, corporations, pension plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
11/18/2013 - Present
Wells Fargo Clearing Services, LLC (BELLEVUE WA)
MN
01/03/2011 - 09/21/2011
WELLS FARGO ADVISORS, LLC (MINNEAPOLIS MN)
MN
11/02/2000 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
04/25/2000 - 11/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
05/25/2000 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
MN
01/06/2000 - 07/13/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/2000 - 07/13/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
10/26/1998 - 12/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/07/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/12/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/10/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/07/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/04/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/2009
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/23/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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