Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Fudala is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Eric has been in the financial services industry since 1998. Eric is registered to provide investment advice in Florida, Illinois, Indiana and Texas. Eric also holds the Series 63, 65, 7, and 52 securities licenses. Eric previously worked at BANC of AMERICA INVESTMENT SERVICES, INC., LASALLE FINANCIAL SERVICES, INC., ABN AMRO INCORPORATED, GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. and BANC ONE CAPITAL MARKETS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
08/28/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
10/19/2000 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (CHICAGO IL)
CT
10/18/2000 - 10/18/2000
ABN AMRO INCORPORATED (STAMFORD CT)
MN
08/04/2000 - 10/05/2000
GRIFFIN, KUBIK, STEPHENS & THOMPSON, INC. (MINNEAPOLIS MN)
IL
11/17/1998 - 07/06/2000
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 03/22/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/25/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/1997
Series 7 - General Securities Representative Examination
BC
Issued 05/15/1996
Series 52 - Municipal Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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