Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Johnstone is an advisor with TP Icap Global Markets Americas LLC. Eric has been in the securities industry since June 5, 2005. Eric is registered in New York and New Jersey. Eric holds Series 6, 7, 63, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/02/2012 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/04/2008 - 06/30/2023
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
07/02/2012 - 12/02/2015
BROKERTEC AMERICAS LLC (JERSEY CITY NJ)
NY
02/28/2008 - 08/06/2008
BEAR, STEARNS SECURITIES CORP. (NEW YORK NY)
NY
01/03/2008 - 08/06/2008
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
08/08/2006 - 07/31/2007
ICAP SECURITIES USA LLC (NEW YORK NY)
NJ
11/05/2003 - 06/10/2005
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
BC
Issued 06/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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