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Eric John Wagner

Vanguard Marketing Corp.

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About Eric John Wagner

Eric John Wagner is a financial professional with over 23 years of experience in the industry. Eric is a registered representative and principal with Vanguard Marketing Corp. Eric is licensed to sell securities in Arizona and has passed several industry exams, including the Series 63, Series 53, Series 24, Series 7, and Series 6.

Firm Information

Eric Wagner is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Wagner’s Registration & Firm History

AZ

05/03/1999 - Present

Vanguard Marketing Corp. (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 05/07/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2009

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/06/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/29/2001

Series 7 - General Securities Representative Examination

BC

Issued 04/30/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric John Wagner.
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