Unclaimed
Eric John Wagner is a financial professional with over 23 years of experience in the industry. Eric is a registered representative and principal with Vanguard Marketing Corp. Eric is licensed to sell securities in Arizona and has passed several industry exams, including the Series 63, Series 53, Series 24, Series 7, and Series 6.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
05/03/1999 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 05/07/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/06/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2001
Series 7 - General Securities Representative Examination
BC
Issued 04/30/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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