Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric John Rogers is a financial advisor at Stifel, Nicolaus & Company, Inc., a firm with over 2,500 licensed agents and 3,200 investment advisor representatives. Eric is licensed to offer securities in 53 states and the District of Columbia. He has been in the industry since 2020. Previously, Eric was an advisor at MVISION PRIVATE EQUITY ADVISERS USA LLC. Eric holds Series 7, Series 63, and Series 79TO licenses. He is also a licensed investment banking representative. Eric specializes in portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
07/20/2021 - Present
Stifel, Nicolaus & Company, Inc. (STAMFORD CT)
NY
02/26/2021 - 07/05/2021
MVISION PRIVATE EQUITY ADVISERS USA LLC (NEW YORK NY)
BC
Issued 04/01/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/10/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Rogers is the right advisor for you? Invested Better is here to help.
