Unclaimed
Eric Nielsen is a registered representative with Evercore Group LLC. He is a licensed investment banking registered representative and holds Series 7, 79TO, 87 and SIE licenses. Eric has over 5 years of experience in the financial services industry and is registered to conduct business in 37 states and the District of Columbia. Prior to joining Evercore Group LLC, Eric worked at BMO Capital Markets Corp. and RBC Capital Markets, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/26/2022 - Present
Evercore Group LLC (MENLO PARK CA)
CA
09/04/2019 - 01/24/2022
BMO CAPITAL MARKETS CORP. (SAN FRANCISCO CA)
CA
02/06/2018 - 10/31/2019
RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)
BC
Issued 02/20/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/07/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
Nasdaq BX, Inc.
N
Nasdaq Stock Market
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