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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric John Kirby is a financial advisor at Raymond James & Associates, Inc. Eric has been in the financial services industry since 1997. He has a strong background in providing financial planning and investment advice to individuals, families, and businesses. Eric is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, Series 9, Series 10, and Series 63 licenses, as well as the Securities Industry Essentials (SIE) exam. He is also a registered investment advisor in over 30 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/02/2012 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
NY
11/14/2011 - 04/02/2012
MORGAN KEEGAN & COMPANY, INC. (NEW YORK NY)
NY
06/16/2010 - 09/08/2011
GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)
CT
10/03/2008 - 06/25/2010
BROADPOINT AMTECH, INC. (GREENWICH CT)
NY
03/11/2002 - 10/13/2008
BROADPOINT CAPITAL, INC. (NEW YORK NY)
NC
05/08/1998 - 02/22/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
03/02/1998 - 06/05/1998
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/02/1998 - 03/02/1998
DAIN RAUSCHER INCORPORATED
TX
10/15/1996 - 01/02/1998
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
BC
Issued 10/17/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/16/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/23/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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