Unclaimed
Eric Johnston is a financial professional with over 20 years of experience in the financial services industry. Eric is currently registered with Cantor Fitzgerald & Co. and holds Series 4, 7, 24, 55, 57, and 63 licenses. Eric has previously worked at Deutsche Bank Securities Inc., Barclays Capital Inc., and Lehman Brothers Inc. Eric is registered with the Securities and Exchange Commission and is a member of FINRA. Eric's expertise includes equities, options, and trading. Eric is licensed to provide financial advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2020 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
08/28/2017 - 10/09/2019
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
09/22/2008 - 07/24/2013
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/08/1996 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/01/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2020
Series 4 - Registered Options Principal Examination
BC
Issued 09/14/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/07/2017
Series 57 - Securities Trader Exam
BC
Issued 08/28/2017
Series 7 - General Securities Representative Examination
BC
Issued 03/20/1999
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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