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Eric John Johnston

Cantor Fitzgerald & Co.

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About Eric John Johnston

Eric Johnston is a financial professional with over 20 years of experience in the financial services industry. Eric is currently registered with Cantor Fitzgerald & Co. and holds Series 4, 7, 24, 55, 57, and 63 licenses. Eric has previously worked at Deutsche Bank Securities Inc., Barclays Capital Inc., and Lehman Brothers Inc. Eric is registered with the Securities and Exchange Commission and is a member of FINRA. Eric's expertise includes equities, options, and trading. Eric is licensed to provide financial advice in all 50 states and the District of Columbia.

Firm Information

Eric Johnston is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Johnston’s Registration & Firm History

NY

06/02/2020 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

08/28/2017 - 10/09/2019

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/22/2008 - 07/24/2013

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

10/08/1996 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/01/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/20/2020

Series 4 - Registered Options Principal Examination

BC

Issued 09/14/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/07/2017

Series 57 - Securities Trader Exam

BC

Issued 08/28/2017

Series 7 - General Securities Representative Examination

BC

Issued 03/20/1999

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric John Johnston.
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