Unclaimed
Eric John Henry is a registered investment advisor representative with Cetera Investment Advisers LLC. Eric has been in the industry since 2010 and has been registered with Cetera Advisor Networks LLC, Cetera Advisors LLC, Cetera Financial Specialists LLC, and Financial Network Investment Corporation before joining Cetera Investment Advisers LLC. Eric is licensed to practice in 52 states and holds the Series 7, Series 24, Series 52, Series 53, and Series 66 licenses. Eric also holds the Series 63 license and has passed the SIE exam. Eric specializes in providing financial planning, portfolio management for businesses and individuals, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
10/25/2023 - Present
Cetera Investment Advisers LLC (ST CLOUD MN)
MN
03/06/2013 - 06/12/2023
CETERA ADVISOR NETWORKS LLC (ST CLOUD MN)
MN
03/06/2013 - 06/12/2023
CETERA ADVISORS LLC (ST CLOUD MN)
MN
03/06/2013 - 06/12/2023
CETERA FINANCIAL SPECIALISTS LLC (ST CLOUD MN)
MN
02/23/2011 - 12/19/2011
FINANCIAL NETWORK INVESTMENT CORPORATION (SAINT CLOUD MN)
MN
02/23/2011 - 12/19/2011
MULTI-FINANCIAL SECURITIES CORPORATION (SAINT CLOUD MN)
BOTH
Issued 10/23/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/10/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/24/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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