Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric John Hains is a financial professional with over 10 years of experience in the industry. Eric has held positions at several firms, including Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Eric is currently registered with Robinhood Securities, LLC and Robinhood Financial, LLC and holds multiple licenses, including Series 7, Series 24, and Series 34. Eric specializes in providing investment advice to clients in the New York area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/11/2022 - Present
Robinhood Securities, LLC (New York NY)
TX
03/23/2021 - 04/27/2021
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NJ
08/13/2015 - 04/21/2021
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
04/07/2008 - 07/16/2010
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 05/09/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/26/2015
Series 24 - General Securities Principal Examination
BC
Issued 11/16/2009
Series 14 - Compliance Officer Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2018
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 12/15/2017
Series 3 - National Commodity Futures Examination
BC
Issued 08/12/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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