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Eric Jay Morrow

Jefferies LLC

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About Eric Jay Morrow

Eric Morrow is a financial professional with over 20 years of experience in the securities industry. Eric has been registered with Jefferies LLC since 2012. Prior to joining Jefferies LLC, Eric was employed by YAMAICHI INTERNATIONAL (AMERICA) INC. and GILES SECURITIES CO., L.P. Eric holds the Series 99 and SIE exams.

Firm Information

Eric Morrow is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Morrow’s Registration & Firm History

NY

10/02/2012 - Present

Jefferies LLC (NEW YORK NY)

NY

10/23/1997 - 12/12/1997

YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)

NY

09/26/1991 - 06/13/1995

GILES SECURITIES CO., L.P. (NEW YORK NY)

NY

06/20/1990 - 07/09/1991

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/25/1987 - 04/03/1990

SANWA - BGK SECURITIES CO., L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/28/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Jay Morrow.
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