Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Jay Mogelof is a registered representative with KKR Capital Markets LLC. Eric has been in the financial services industry for over 17 years, and is registered with the Securities and Exchange Commission (SEC) as well as with various state regulatory bodies. Eric holds Series 3, 7, 24, 30, and 66 licenses, and is a Series SIE exam passholder. Eric's previous affiliations include PIMCO Investments LLC and Allianz Global Investors Distributors LLC. Eric is committed to providing clients with comprehensive financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/19/2020 - Present
KKR Capital Markets LLC (New York NY)
NY
02/14/2011 - 09/15/2020
PIMCO INVESTMENTS LLC (NEW YORK NY)
CA
09/22/2003 - 02/14/2011
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC (NEWPORT BEACH CA)
BOTH
Issued 10/02/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/2018
Series 30 - NFA Branch Manager Examination
BC
Issued 04/19/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/2003
Series 3 - National Commodity Futures Examination
BC
Issued 09/21/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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