Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Sanborn is an investment advisor representative with On Track Financial LLC. Eric has been working in the financial industry since May 8, 1992 and has been registered with the Securities and Exchange Commission (SEC) since 1988. Eric is currently registered to provide investment advisory services in Connecticut, Florida, Maine, Maryland, Massachusetts, Mississippi, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, and South Dakota. Eric specializes in providing financial planning and portfolio management services to individuals. Eric has also held various positions in the financial industry, including roles at Investors Capital Corporation, Lord & Sanborn Inc., and Essential Planning, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
05/22/2003 - Present
ON Track Financial LLC (CONCORD NH)
NH
11/13/2014 - 09/15/2016
INVESTORS CAPITAL CORP. (PORTSMOUTH NH)
MA
02/24/1997 - 04/15/1999
FIS SECURITIES, INC. (BOSTON MA)
IN
01/02/1996 - 02/24/1997
MDS SECURITIES INCORPORATED (CARMEL IN)
ME
05/30/1995 - 12/31/1995
440 FINANCIAL DISTRIBUTORS, INC. (PORTLAND ME)
NA
11/09/1992 - 06/16/1995
G. R. PHELPS & CO., INC.
MA
05/18/1990 - 10/16/1992
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
05/18/1990 - 10/16/1992
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
NY
06/08/1988 - 01/22/1990
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
06/08/1988 - 01/22/1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/19/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/17/1997
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/24/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Sanborn is the right advisor for you? Invested Better is here to help.
