Unclaimed
Eric Wendel is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Eric has been a financial advisor for over 13 years, having previously been registered with Ameriprise Financial Services, Inc. and Wells Fargo Investments, LLC. Eric is licensed in multiple states and holds multiple securities licenses. Eric is located in Minneapolis, Minnesota and specializes in providing a range of financial services to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/15/2017 - Present
Wells Fargo Clearing Services, LLC (MINNEAPOLIS MN)
MN
10/22/2009 - 02/04/2010
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
12/10/2008 - 10/26/2009
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
BOTH
Issued 08/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/11/2011
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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