Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Warner is a financial professional with over 27 years of experience in the financial services industry. Eric currently works at Stonex Financial Inc. in Birmingham, AL. Eric is a registered representative in Alabama. Eric has passed the Series 63, Series 7, Series 24, Series 4, Series 99TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
07/03/2017 - Present
Stonex Financial Inc. (BIRMINGHAM AL)
AL
02/13/2004 - 07/05/2018
INTL CUSTODY & CLEARING SOLUTIONS INC. (BIRMINGHAM AL)
AL
09/28/2010 - 07/03/2017
STERNE, AGEE & LEACH, INC. (Birmingham AL)
AL
05/08/2003 - 07/23/2009
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
AL
04/06/2002 - 05/21/2003
SAL FINANCIAL SERVICES, INC. (BIRMINGHAM AL)
AL
06/17/1999 - 04/06/2002
STERNE AGEE CAPITAL MARKETS, INC. (BIRMINGHAM AL)
AL
06/29/1995 - 06/04/1999
REGIONS INVESTMENT COMPANY, INC. (BIRMINGHAM AL)
AL
03/23/1995 - 05/23/1995
UNIVERSAL SECURITIES CORPORATION (BIRMINGHAM AL)
BC
Issued 04/10/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/22/2000
Series 4 - Registered Options Principal Examination
BC
Issued 03/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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