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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric James Schwartz is an investment advisor representative with Klaas Financial Asset Advisors, LLC. Eric has been in the financial services industry for over seven years. Eric is registered as an investment advisor representative in Illinois and Wisconsin. Eric Schwartz holds the Series 6, 7, 63 and 65 licenses, as well as the SIE designation. Eric Schwartz has previous experience with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, and WEA INVESTMENT SERVICES, INC.. Eric is a CERTIFIED FINANCIAL PLANNER™ professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Institutional consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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IL
12/07/2020 - Present
Klaas Financial Asset Advisors, LLC (LOVES PARK IL)
WI
03/08/2017 - 11/13/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (MIDDLETON WI)
WI
08/06/2013 - 02/23/2017
WEA INVESTMENT SERVICES, INC. (MADISON WI)
IA
Issued 09/25/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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