Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric James Rosiak is a financial advisor who has been in the industry since 2007. Eric is currently registered with Amplify Community Investment Partners, LLC. Prior to this role, Eric worked at B. Riley Securities, Inc., Commerce Street Capital, LLC, McClendon, Morrison & Partners, Inc., and Performance Trust Capital Partners, LLC. Eric holds the Series 7, Series 24, Series 27, Series 66, Series 79TO, and Series 99TO licenses. Eric is licensed to provide investment advice in 47 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/03/2023 - Present
Amplify Community Investment Partners, LLC (MIAMI BEACH FL)
TX
07/29/2015 - 11/01/2023
B. RILEY SECURITIES, INC. (Dallas TX)
TX
08/07/2009 - 07/27/2015
COMMERCE STREET CAPITAL, LLC (DALLAS TX)
IL
08/25/2008 - 03/24/2009
MCCLENDON, MORRISON & PARTNERS, INC. (CHICAGO IL)
IL
07/17/2007 - 07/29/2008
PERFORMANCE TRUST CAPITAL PARTNERS, LLC (CHICAGO IL)
BOTH
Issued 09/04/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/18/2023
Series 27 - Financial and Operations Principal Examination
BC
Issued 02/23/2009
Series 24 - General Securities Principal Examination
BC
Issued 11/03/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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