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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Mayer is a financial advisor with Raymond James & Associates, Inc. Eric has been in the financial industry since July 19, 2007. Eric has experience in the securities industry and has held various positions at different firms over the years. Eric has passed several industry exams, including the Series 7, Series 9, Series 10, Series 31, and the SIE. Eric is currently registered with the State of Illinois, and the State of Texas. Eric also holds licenses in 44 other states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
09/30/2015 - Present
Raymond James & Associates, Inc. (NAPERVILLE IL)
IL
01/01/2008 - 11/24/2008
WACHOVIA SECURITIES, LLC (NAPERVILLE IL)
IL
07/20/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (NAPERVILLE IL)
BOTH
Issued 08/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/12/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 07/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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