Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Lloyd is a financial professional with over 25 years of experience in the securities industry. Eric has held positions at several firms, including Wells Fargo Securities, LLC, Wachovia Securities, LLC, First Union Capital Markets Corp. and NationsBanc Capital Markets, Inc. Eric is currently registered with Barings Securities LLC. Eric is a Series 3, 7, 24, and 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
10/09/2013 - Present
Barings Securities LLC (CHARLOTTE NC)
NC
07/01/2003 - 11/14/2012
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
MO
10/01/1999 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
03/06/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
05/29/1996 - 02/12/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
BC
Issued 12/18/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/28/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/13/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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