Unclaimed
Eric Darwell is a financial advisor with over 15 years of experience in the industry. Eric has a proven track record of success in providing investment advice and wealth management services to clients. He is currently registered with SG Americas Securities, LLC in New York. Previously, Eric was employed at Credit Agricole Securities (USA) Inc., Standard Chartered Securities North America LLC, Standard Chartered Securities (North America) Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., and Citigroup Global Markets Inc. Eric is a Series 7, 24, 63, and SIE licensed representative. Eric is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/01/2024 - Present
SG Americas Securities, LLC (NEW YORK NY)
NY
12/04/2018 - 07/05/2024
CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)
NY
01/29/2018 - 07/17/2018
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)
NY
05/20/2013 - 05/07/2014
STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)
NY
09/26/2011 - 06/04/2013
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
11/23/2009 - 07/27/2011
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
05/06/2004 - 12/10/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 12/10/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/13/2022
Series 24 - General Securities Principal Examination
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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