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Eric James Darwell

SG Americas Securities, LLC

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About Eric James Darwell

Eric Darwell is a financial advisor with over 15 years of experience in the industry. Eric has a proven track record of success in providing investment advice and wealth management services to clients. He is currently registered with SG Americas Securities, LLC in New York. Previously, Eric was employed at Credit Agricole Securities (USA) Inc., Standard Chartered Securities North America LLC, Standard Chartered Securities (North America) Inc., Morgan Stanley & Co. LLC, Nomura Securities International, Inc., and Citigroup Global Markets Inc. Eric is a Series 7, 24, 63, and SIE licensed representative. Eric is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Eric Darwell is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Darwell’s Registration & Firm History

NY

07/01/2024 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

12/04/2018 - 07/05/2024

CREDIT AGRICOLE SECURITIES (USA) INC. (NEW YORK NY)

NY

01/29/2018 - 07/17/2018

STANDARD CHARTERED SECURITIES NORTH AMERICA LLC (NEW YORK NY)

NY

05/20/2013 - 05/07/2014

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC. (NEW YORK NY)

NY

09/26/2011 - 06/04/2013

MORGAN STANLEY & CO. LLC (NEW YORK NY)

NY

11/23/2009 - 07/27/2011

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

05/06/2004 - 12/10/2009

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/10/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2022

Series 24 - General Securities Principal Examination

BC

Issued 07/17/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/05/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric James Darwell.
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