Unclaimed
Eric Jacobs Foster is a registered investment advisor representative with Nuveen Asset Management, LLC in Chicago, Illinois. Eric has been in the industry since October 19, 2002. Eric holds a Series 65, Series 66, and Series 24 license, along with their Series 31, Series 7, and SIE licenses. Nuveen Asset Management, LLC is a firm that provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. Their services include pension consulting, selection of other advisers, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Model portfolio advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
IL
12/01/2023 - Present
Nuveen Asset Management, LLC (CHICAGO IL)
MA
04/17/2023 - 10/13/2023
DIFFRACTIVE DISTRIBUTION, LLC (Boston MA)
ME
03/12/2021 - 06/05/2023
FORESIDE FINANCIAL SERVICES, LLC (PORTLAND ME)
MN
08/30/2006 - 03/04/2021
NATIXIS DISTRIBUTION, L.P. (Plymouth MN)
MA
09/03/2004 - 08/09/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WELLESLEY HILLS MA)
NY
09/04/2002 - 09/09/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/01/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 09/25/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 09/03/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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